CHAPTER VIA

PENALTIES AND ADJUDICATION

15A. Penalty for failure to furnish information, return, etc.

15B. Penalty for failure by any person to enter into agreement with clients

15C. Penalty for failure to redress investors‘ grievances

15D. Penalty for certain defaults in case of mutual funds

15E. Penalty for failure to observe rules and regulations by an asset management company

15F. Penalty for default in case of stock brokers

15G. Penalty for insider trading

15H. Penalty for non-disclosure of acquisition of shares and takeovers

15HA. Penalty for fraudulent and unfair trade practices

15HB. Penalty for contravention where no separate penalty has been provided

15-I. Power to adjudicate

15J. Factors to be taken into account by the Adjudicating Officer

15JA. Crediting sums realised by way of penalties to Consolidated Fund of India

15JB. Settlement of administrative and civil proceedings